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Do We Need a New Standard of Proof in Medical Malpractice Cases?

By Kevin M. Klauer, DO, EJD, FACEP, and Jennifer L’Hommedieu Stankus, MD, JD, FACEP | on September 14, 2014 | 2 Comments
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Do We Need a New Standard of Proof in Medical Malpractice Cases?

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ACEP Now: Vol 33 – No 09 – September 2014

Where is tort reform headed? Caps, safe harbors—perhaps nowhere? The jury is out. Caps (financial limits) on noneconomic damages, review panels, and many other seemingly viable strategies have been implemented with mixed but overall disappointing results. Safe harbors, providing legislative protection for following decided-upon standards, are a far-reaching goal that has gained some traction in the past year. However, if you’re waiting for a safe harbor, you’ll run aground with respect to liability reform while waiting for its protection. Perhaps the most viable solution at our fingertips is adjusting the standard for negligence (ie, ordinary negligence to gross negligence) in medical liability tort claims. This is often confused with the “burden of proof” required to prove your position. The burden of proof for “ordinary negligence,” the current standard in medical malpractice cases, is defined as a “preponderance of evidence.” The other end of the spectrum is “beyond a reasonable doubt,” the standard for criminal cases. Somewhere in between is the “clear and convincing” standard in which plaintiffs would need to prove that it is substantially more likely than not that their allegation is true. Although this is beyond the scope of this article, several states have or are pursuing adjustments to the standards for the burden of proof.

A Possible Solution?

Perhaps the most intriguing avenue, which is also related to burden of proof, is the duty standard. If you have a duty to act, what is the standard of care required to fulfill that duty? For ordinary negligence, the standard is one of reasonableness: what a reasonable provider with similar training would do in a similar situation. Doesn’t it sound reasonable that much of what we do while practicing the art of medicine could be deemed reasonable? Yes, if someone else wasn’t trying extra hard to prove exactly the opposite. Herein lies the problem—and the ray of hope with changing the duty standard, which appears to be one of the most viable solutions for tort reform currently available. If the duty standard were changed to a standard much further from normal practice, we could easily identify when negligence really has occurred. With the current reasonableness standard, variations in practice and patient outcomes are all too often deemed negligent. Despite the fact that we all try very hard to provide the highest quality of care possible, reasonable choices may result in unanticipated and even disastrous outcomes. Should a well-intentioned provider be subject to allegations of negligence under such circumstances? In our opinion, absolutely not. Using a gross negligence standard would require that the provider’s actions are less reasonable than what would be required under an ordinary negligence standard, and it would identify cases in which little or no care at all is being taken to provide acceptable quality of care. Such a standard should result in identifying those cases in which the duty to the patient was clearly breached, avoiding labeling cases of medical nuance as negligent. Gross negligence is defined as reckless behavior or conscious disregard for the risk of one’s actions, actions so unreasonable that a layperson without medical training could easily recognize the negligence with little or no need for expert witness testimony. In addition, when the allegation is more serious (eg, gross negligence), the burden of proof is often simultaneously increased. In most jurisdictions, the burden of proof for gross negligence requires clear and convincing evidence as opposed to just the preponderance of evidence, which is most common with the ordinary negligence standard.

Pages: 1 2 3 | Single Page

Topics: Emergency MedicineEmergency PhysicianLegalMalpracticeMedical LiabilityTort

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2 Responses to “Do We Need a New Standard of Proof in Medical Malpractice Cases?”

  1. September 29, 2014

    lbandrew Reply

    As the article points out, a higher standard of proof is a partial solution to the problem of marginal and spurious malpractice claims. However, as is also clearly shown, this standard can be completely subverted when “expert witnesses” ignore the standard and mislead juries by misinterpreting it in order to service their clients.

    ACEP has crafted excellent expert witness policies and related ethics policies to address the problem of unethical testimony by members. However, the policies are not well publicized, and are largely ignored.

    For example, renewal of membership used to carry with it an explicit promise to uphold the ethical standards of the College, including those related to expert witness testimony. Now the renewal document is simply a bill.

    We have yet to provide any educational courses or materials for members on what constitutes ethical medical expert testimony. I have taught such courses in other medical specialty societies, who do deem it be important. Our members have told us they would appreciate some guidance, and we know that many do testify.

    Although we have excellent procedures in place to pursue unethical experts among our members, and to clarify the actual standard of care, these are rarely utilized. (I am hopeful they may be in the cited case).

    But if the problem of unethical experts from within our own ranks were not enough, we in EM are uniquely vulnerable to “experts” from other specialties who believe that they know our standard from what they may remember in an ED rotation in medical school or residency, or from what they glean as consultants to us, or they simply testify convincingly that the standard in their own specialty is the same as in ours.

    It is obvious that we could do more to address this problem than simply to rail against it.

    Louise B. Andrew MD JD FACEP FIFEM

  2. October 5, 2014

    benzonit Reply

    Drs. Klauer and Stankus:

    Thanks for a good lead-in on an important topic.

    2 points:

    1. Words count. We should use, in medical literature, the medical terms. So “Standard of Care” in medicine means 95%ile, the practices of Doctor’s Doctor; this is the standard-bearer.
    The legal term “Standard of Care” means 50%ile, the doctor good enough for most things for most other people but not my family.
    Thus, in Medical articles on legal topics, “Routine of Care” is a more precise term.

    2. We (ACEP?) need to take control of the professional witness who falsely testifies. we can’t expect the individual EP to do so and the defense attorney, having been paid, has no interest in the issue and may have a conflict of interest in pursuing a perjuring doctor.
    I participated recently in a case wherein someone claimed FACEP and ABEM but had neither. They proclaimed from the stand that a trauma arrest in the field had a >80% chance of survival if we’d done our jobs right.
    Yes, we won, and in an hour, but this person still got paid (a lot) and is still free to present this garbage. And the judge doesn’t know he’s been lied to.

    Thomas Benzoni, DO, AOBEM, FACEP
    Des Moines, IA

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